Editor: Jeffrey Torp
Format: 3-Ring Binder with CD
Frequency: 1 update annually
Price: $495
Plus shipping and handling.
Sales Tax: for NY, TX, DC, CT orders only.

About Your Subscription

You can review this product for 30 days. Your annual subscription includes published updates at no additional charge for the 12 month subscription period. At least 1 update is expected. If you cancel your subscription within 30 days of receipt, you will receive a full credit upon return of the product together with a request for cancellation.

Look Inside This Book!*
*Requires Adobe Acrobat Reader

The CD includes all of the sample checklists, worksheets, questionnaires, charts, forms so that you can easily customize the information to your institution’s specific requirements!

All the tools you need to quickly and effectively conduct your audit and compliance reviews

Now you don’t have to sift through multiple resources to find the information you need! Auditors Planning and Review System: Checklists, Questionnaires, Worksheets compiles all of the best AlexInformation audit tools in one convenient, easy-to-use handbook. The checklists, worksheets, questionnaires, charts, forms and other tools collected in the System have been developed by the leading experts in their fields and will save you time and make it easier for you to assess whether your institution is in compliance with the banking laws, regulations, and guidance. Plus, the checklists and tools are self-explanatory so you can use them right a way without relying on extensive instructions.

Focus on the areas where your risk is the highest

All the tools are organized by the areas most susceptible to risk exposures and those the bank regulators emphasize in their guidance, so that you can be sure you are focusing on the areas you need to in order to satisfy the regulators.

The System is organized by topical area so you can easily find the tools you need:

• Audit Independence/Oversight
• Risk Assessment
• Loan Audit and Internal Controls
• Bank Secrecy and Anti-Money Laundering
• Information Security Policy and Procedures Review
• IT Audit
• Disaster Recovery/Contingency Planning
• Audit Overview by Regulation
• And More!

About the Author

Jeffrey Torp is a consultant in the area of regulatory risk for financial institutions.  He specializes in the financial institution industry and has more than 25 years of experience serving financial institution clients in matters relating to bank regulation. Mr. Torp is an attorney and has previously served as a consultant with KPMG and with McGladrey & Pullen, LLP, and as legal counsel to the Independent Bankers of Minnesota. He received his law degree from William Mitchell College of Law in St. Paul, Minnesota, and his Bachelor of Arts Degree from Augsburg College in Minneapolis, Minnesota. Mr. Torp has worked with financial institutions throughout the country on regulatory issues and given numerous presentations on regulatory topics to groups of bankers, bank examiners, trade associations, and attorneys. He has also served as an instructor for the Independent Bankers Association of America’s compliance school and certification program, and authored several publications.

For permission to photocopy or use material electronically from Sheshunoff publications you can visit the Copyright Clearance Center, Inc. online with your requests.

Or contact:

Copyright Clearance Center, Inc.
222 Rosewood Drive
Danvers, MA 01923
1-800-772-3350 - Phone in your requests
1-978-646-8600 - Fax in your requests
info@copyright.com – Email your requests