Compliance Monitoring System for Credit Unions

Editor: Jeffrey Torp
Format: 3-Ring Binder
Price: $465

Look Inside This Book!*
*Requires Adobe Acrobat Reader

Checklists
Worksheets
Forms
Questionnaires
Charts

All the tools you need to quickly and safely implement and monitor your institution’s compliance efforts

Compliance Officers Compliance Monitoring System provides extensive checklists, worksheets, questionnaires, charts, forms and other tools designed to help you review whether your institution is in compliance with the laws and regulations. With the aid of these tools, you can quickly and easily review your institution’s compliance in the following areas:

Anti-money laundering and Bank Secrecy
Operations
Risk management
Audit
Checks
Deposits
Lending
Mortgage lending
Marketing
Privacy/security/technology
And more!

The CD includes all of the sample checklists

A compilation of the best that Sheshunoff has to offer

The checklists, worksheets and additional tools are self-explanatory so they can be used right away without relying on instructions or extra text. Best of all, they are organized mainly by functional areas to save you time and make your job easier!

About the Editor

Jeffrey Torp is a consultant in the area of regulatory risk for financial institutions. He specializes in the financial institution industry and has more than 25 years of experience serving financial institution clients in matters relating to bank regulation. Mr. Torp is an attorney and has previously served as a consultant with KPMG and with McGladrey & Pullen, LLP, and as legal counsel to the Independent Bankers of Minnesota. He received his law degree from William Mitchell College of Law in St. Paul, Minnesota, and his Bachelor of Arts Degree from Augsburg College in Minneapolis, Minnesota. Mr. Torp has worked with financial institutions throughout the country on regulatory issues and given numerous presentations on regulatory topics to groups of bankers, bank examiners, trade associations, and attorneys. He has also served as an instructor for the Independent Bankers Association of America’s compliance school and certification program, and authored several publications.