BSA/AML Checklist Book

BSA/AML Checklist Book:

Authors: Lorraine Hyde, Jeffrey Torp, Regulatory Compliance Associates, Inc.
Format: 3-Ring Binder with CD
Price: $495
Plus shipping and handling.
Sales Tax: for NY, TX, DC, CT orders only.

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Checklists
Worksheets
Questionnaires
Sample Policies and Procedures
Sample Programs
Sample Training Agendas

All of the best BSA/AML tools pulled together in one place!

BSA/Anti-money laundering continues to remain one of the most intently scrutinized areas by the regulators. Because of the intricacies and constantly evolving rules, it can be challenging to ensure that every part of your BSA/AML program is up to par and will satisfy the regulators.

In Sheshunoff’s BSA/AML Checklist Book we have compiled extensive checklists, worksheets, questionnaires, charts, policies, procedures and other tools to help you review whether your institution is in compliance with all of the BSA/Anti-money laundering, CIP, and OFAC requirements. Each of these tools has been developed by experts in their fields and selected from our BSA/AML manuals. This checklist book is designed to make it easy for you to ensure that you are in compliance with all of the requirements.

Sheshunoff’s BSA/AML Checklist Book gives you the tools and worksheets you need to review your institution’s compliance with each of the underlying rules and is organized so that you can quickly get tools for each of the following areas:

Reporting and monitoring
Customer identification
OFAC
Recordkeeping
Audit and risk management
Sample policies, procedures and programs
And more!

And, everything is self-explanatory so that you can use the tools right away—without relying on extensive instructions.

About the Authors

Lorraine Hyde is a certified bank compliance officer and is certified as a fraud examiner by the Association of Certified Fraud Examiners. Ms. Hyde was employed for six years as a department head of investigation for the Division of Liquidation of the Federal Deposit Insurance Corporation. Ms. Hyde was also employed as the compliance officer, consumer loan training coordinator, and manager of consumer lending for a major Twin City thrift. Ms. Hyde’s expertise is in consumer, home equity, and small business lending, loan review and analysis, and bank fraud investigations for the Federal Deposit Insurance Corporation (FDIC) and Resolution Trust Corporation (RTC). She currently resides in Phoenix, Arizona.

Jeffrey Torp is a consultant in the area of regulatory risk for financial institutions. He specializes in the financial institution industry and has more than 25 years of experience serving financial institution clients in matters relating to bank regulation. Mr. Torp is an attorney and has previously served as a consultant with KPMG and with McGladrey & Pullen, LLP, and as legal counsel to the Independent Bankers of Minnesota. He received his law degree from William Mitchell College of Law in St. Paul, Minnesota, and his Bachelor of Arts Degree from Augsburg College in Minneapolis, Minnesota. Mr. Torp has worked with financial institutions throughout the country on regulatory issues and given numerous presentations on regulatory topics to groups of bankers, bank examiners, trade associations, and attorneys. He has also served as an instructor for the Independent Bankers Association of America’s compliance school and certification program, and authored several publications.

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.