Compliance Officers Monitoring System

Compliance Officers Monitoring System:

Editor: Jeffrey Torp
Format: 3-Ring Binder/CD
Price/Renewal: $525

Look Inside This Book!
*Requires Adobe Acrobat Reader

Checklists
Worksheets
Forms
Questionnaires
Charts

All the tools you need to quickly and safely implement and monitor your institution’s compliance efforts

Compliance Officers Compliance Monitoring System provides extensive checklists, worksheets, questionnaires, charts, forms and other tools designed to help you review whether your institution is in compliance with banking laws and regulations. With the aid of these tools, you can quickly and easily review your institution’s compliance in the following areas:

Anti-money laundering and Bank Secrecy
Operations
Risk management
Audit
Checks
Deposits
Lending
Mortgage lending
Marketing
Privacy/security/technology
And more!

A compilation of the best that Sheshunoff has to offer

The checklists, worksheets and additional tools are self-explanatory so they can be used right a way without relying on instructions or extra text. Best of all, they are organized mainly by functional areas to save you time and make your job easier!

The CD includes all of the sample checklists, worksheets, questionnaires, charts, forms so that you can easily customize the information to your institution’s specific requirements!

About the Editor

This system is a compilation of the best that Sheshunoff has to offer with contributions from a number of our expert authors. Jeffrey Torp is the Editor of this publication. Jeff has more than 20 years of experience serving financial institution clients in matters relating to bank regulation. He is an attorney and has previously served as a consultant with KPMG and with McGladrey & Pullen, LLP, and as legal counsel to the Independent Bankers of Minnesota. He received his law degree from William Mitchell College of Law in St. Paul, Minnesota, and his Bachelor of Arts Degree from Augsburg College in Minneapolis, Minnesota. Mr. Torp has worked with financial institutions throughout the country on regulatory issues and given numerous presentations on regulatory topics to groups of bankers, bank examiners, trade associations, and attorneys. He has also served as an instructor for the Independent Bankers Association of America’s compliance school and certification program, and authored several publications.