Lending Internal Audit and Control

Author: REGCOM
Frequency: 2 updates annually
Price: $539
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You can review this product for 30 days. Your annual subscription includes published updates at no additional charge for the 12 month subscription period. At least 2 updates are expected. If you cancel your subscription within 30 days of receipt, you will receive a full credit upon return of the product together with a request for cancellation.

There is no way around it - the examiners are pushing for written policies and procedures and regular management oversight. Internal controls and internal audits for the lending area have been identified as a key for heading off trouble before it happens, and pushing the board of directors to increase oversight is viewed as an additional safeguard.

Lending Internal Audit and Control is designed to provide financial institutions with sample internal control and internal audit policies and procedures for the lending function. The sample internal control and internal audit policies and procedures provide a range of management resources to help the institution’s management team design, develop, implement, and maintain a proactive risk management supervisory system of internal oversight.

Easy to Implement
Included CD with sample policies makes updating your policies as simple as cut and paste.

Written by Experts
REGCOM’s team knows how regulatory controls work - and how to help you meet the requirements.

Comprehensive and Current
Regular updates ensure you always have the latest guidance.

About the Author

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.