Trust Department Internal Control

Author: REGCOM
Format: 1-volume manual
Frequency: 2 updates annually
Price: $539
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Trust Department Internal Control is a comprehensive manual providing for the implementation and management of internal control systems in the Trust Department. The manual includes examples of internal control review questionnaires and management resources to help a financial institution's management team design, develop, implement, and maintain a proactive risk management supervisory system of internal controls.

The manual covers:

Agency guidance on specific internal control systems
Methods of enhancing controls and supporting proper internal management systems
Internal controls and their basic objectives
Designing internal control systems
Managing the internal control process
Developing and maintaining a formal internal control environment
Monitoring internal controls
Internal control checklists
Examination of internal controls by independent third parties

About the Author:

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.