Depository Operations Policies and Procedures

Author: Jerry Miller
Format: Looseleaf w/CD
Frequency: 2 updates annually
Price: $525
Plus shipping and handling.
Sales Tax: for NY, TX, DC, CT orders only.

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You can review this product for 30 days. Your annual subscription includes published updates at no additional charge for the 12 month subscription period. At least 2 updates are expected. If you cancel your subscription within 30 days of receipt, you will receive a full credit upon return of the product together with a request for cancellation.

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Depository Operations Policies and Procedures is a one-stop guide for developing and implementing detailed policies and procedures for your operations.

This guide looks at the areas of policies and procedures from the perspective of both the regulatory examiner and the board of directors, so you’ll know what they expect and be able to properly prepare.

Inside, you’ll find:

Model policies for approval by the board.
Checklists to ensure that your policies are complete.
Model implementation procedures and worksheets.
Checklists to ensure that your procedures are in compliance with your policies.
And more, including easy-to-follow checklists for key employees so you’ll know procedures are properly implemented.

You’ll also find practical discussions of key topics that affect depository operations, such as:

Identity theft
Bank Secrecy Act
Electronic fund transfers
Teller and call center operations
Record retention
Daylight overdrafts
Security

Your bank must ensure accurate and efficient processing of depository and payment transactions; failure to do so can lead to compliance violations, financial liability, and reputational risk. Make sure you’re in compliance by ordering Depository Operations Policies and Procedures today.

About the Authors

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.