Bank Data Processing Policies and Procedures

Author: Regulatory Compliance Associates, Inc.
Format 3-Ring Binders with CD
Price: $499
Plus shipping and handling.
Sales Tax: for NY, TX, DC, CT orders only.

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Look Inside This Book!*
*Requires Adobe Acrobat Reader

Technology is so crucial to a bank's success, the regulators have developed extensive requirements and examination procedures for bank data processing operations. Even if you outsource your data processing, you are required to maintain extensive policies and procedures to manage these activities.

Sheshunoff Bank Data Processing Policies and Procedures gives you everything you need to develop and implement detailed, written policies and the procedures to implement them. You'll get sample policies and checklists, and corresponding procedures and checklists, in key areas such as:

Security
Emergency and Disaster Recovery
Risk Assessment and Insurance
Ethics and Employee Conduct
Accounting for Software Development Costs
Training and Education
E-mail Systems
Outsourcing
Consumer Data Protection and Privacy

. . . and so much more!

The CD includes all the sample policies and procedures so you can customize them for your own institution. In addition, it includes an interactive grid containing the title and a summary of relevant issuances from the FFIEC, OCC, Federal Reserve, FDIC, and OTS. You simply click on a title to view a copy of the issuance.

You'll receive updates on approval to make it easier to keep up with and integrate new rules into your bank's activities.

About the Author

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.