Guide to Bank Data Processing: Regulatory Compliance

Author: Regulatory Compliance Associates, Inc.
Format 3-Ring Binder with CD
Price: $499
Plus shipping and handling.
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Look Inside This Book!*
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Whether your bank's data processing operation is done in-house or outsourced, the regulators are taking a close look at what you're doing. They have concerns about quality, security, and confidentiality of customer records, plans for disaster recovery, and more.

After you've established your data processing policies and procedures, you need to be sure you're monitoring your activities to be sure they're on track. The Sheshunoff Guide to Bank Data Processing: Regulatory Compliance manual gives you all the steps you need to keep your data processing operation in regulatory compliance, from the basic requirements, to who does what, to specific considerations for large and small banks and S&Ls.

Follow the clear guidelines to set up a compliance function for your D/P activities.
See how to audit those activities, in the short and long terms.
Get examples of how to format and present the information management needs.
Adapt sample procedures and checklists on the CD to your own needs.

Plus, we send you updates on approval so you can keep up with and integrate new rules.

About the Author

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.