Bank Internal Control Manual

Author: Regulatory Compliance Associates, Inc.
Format: Looseleaf Binder with CD Frequency: 2 updates annually
Price: $499
Plus shipping and handling.
Sales Tax: for NY, TX, DC, CT orders only.

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You can review this product for 30 days. Your annual subscription includes published updates at no additional charge for the 12 month subscription period. At least 2 updates are expected. If you cancel your subscription within 30 days of receipt, you will receive a full credit upon return of the product together with a request for cancellation.

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Many of the nation’s leading banking authorities agree that banks require a strong and effective system of internal controls if they are to operate safely and soundly in today’s environment.

This manual provides all the tools you need to meet the continuing challenges. With the help of this easy-to-use manual, your bank can show regulators that you’re taking steps now to make your bank’s internal controls stronger and more effective. At the same time, you can implement a system that really does help control risk – no matter how often the products, the market, or the regulations change.

Gives you everything you need to ensure that your internal controls are effective and remain effective.
The clear step-by-step style makes it easy to implement the most effective techniques.
Provides a formal approach to looking at risk management.
Presents methods for making internal controls part of the management function.
Gives you clear steps to track controls.
Includes sample policies and procedures, sample design plans, and much more.
The accompanying CD makes it easy to customize materials for your institution.
Organization by functional area makes it easy to apply it to the whole institution.
Gives you a process to monitor internal control activities, assess risk management control levels, and perform management reviews.
Includes tools to evaluate your process and develop and implement an effective process.
Provides detailed checklists for every functional area.

About the Author

In 1988, Jerry Miller founded Regulatory Compliance Associates, Inc. (REGCOM) for the purpose of providing proactive regulatory compliance products and services to financial institutions. Mr. Miller was formerly with the Office of the Comptroller of the Currency (OCC) as a field examiner and member of the OCC Chicago Regional/District management team. He also served as Midwest practice leader for KPMG Peat Marwick’s Financial Institutions Regulatory Compliance Consulting Practice Group.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of complying with regulations, design and development of individual regulatory compliance programs for financial institution clients of all sizes, training, and regulatory agencies, REGCOM is positioned to maintain the reputation earned as a valued resource for financial institutions’ regulatory risk needs. As author of numerous publications covering a variety of management and regulatory focus areas, REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry.

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