Self-Assessment & Regulatory Compliance Review

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Self-Assessment & Regulatory Compliance Review

Self-Assessment & Regulatory Compliance Review

Price:

$549.00

Code:

K04

Expert:

Jeffrey Torp

Shipping:

$39.99

The purpose of this manual is to provide a compliance management resource for managers. It contains an in-depth discussion of the major compliance regulations affecting financial institutions.. — Jeffrey Torp

Organized by individual laws and regulations, this manual is a full compliance management resource for managers. The manual not only contains an in-depth discussion of the major compliance regulations affecting financial institutions, but also has two key elements that provide useful tools for maintaining compliance and assessing your level of risk: checklists and a risk-assessment matrix.

An operational check list for each regulation helps you assess how well you comply. The risk-assessment matrix is a tool that will assist you in identifying your level of compliance risk for the major requirements of each regulation.

And a fully interactive CD-ROM, which links to the full text of the law, is included in your subscription.

Highlights of our Latest Update How to Use This Manual Table of Contents Look Inside This Book!*
*Requires Adobe Acrobat Reader

About Jeffrey Torp

Jeffrey Torp is a consultant in the area of regulatory risk for financial institutions. He specializes in the financial institution industry and has more than 25 years of experience serving financial institution clients in matters relating to bank regulation. Mr. Torp is an attorney and has previously served as a consultant with KPMG and with McGladrey & Pullen, LLP, and as legal counsel to the Independent Bankers of Minnesota. He received his law degree from William Mitchell College of Law in St. Paul, Minnesota, and his Bachelor of Arts Degree from Augsburg College in Minneapolis, Minnesota. Mr. Torp has worked with financial institutions throughout the country on regulatory issues and given numerous presentations on regulatory topics to groups of bankers, bank examiners, trade associations, and attorneys. He has also served as an instructor for the Independent Bankers Association of America’s compliance school and certification program, and authored several publications. See all works by Mr. Torp