Mobile Banking Audit Program and Monitoring

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Mobile Banking Tool 2: Audit Program and Monitoring

Mobile Banking Tool 2: Audit Program and Monitoring

Price:

$159.00

Code:

WB304B

Expert:

REGCOM

The Mobile Banking Audit Program and Monitoring tools will help ensure compliance from day one with board-adopted policy, implementing testing procedures, auditing and testing worksheets, compliance checklists and specific mobile banking regulatory requirements.

Mobile Banking Audit Program and Monitoring includes the following attachments:

Sample Testing Procedures
Sample Auditing and Testing Worksheets
- The Electronic Storage Requirements of the Electronic Signatures Act
- Guidance on Electronic Record Retention Systems
Mobile Banking Checklist
Wireless Risk Management Checklist
Information Systems Compliance Checklist
Mobile Banking Product and Service Monitoring

It’s not enough to merely implement policy and procedures; it’s critical to assess compliance with bank policy and procedures. Ensure compliance in this most significant new banking channel – purchase Sheshunoff’s Mobile Banking Audit Program and Monitoring today!

Mobile Banking Audit Program and Monitoring tools contains various self-monitoring and review documents and checklists. The models are provided in a Word and Excel file, so that you can customize them to address your unique circumstances and help you minimize the risk your institution faces. You can quickly customize the file to your institution’s needs by inserting the name and data throughout the documents and checklists.

Sheshunoff's Management Workbench Tools Save You Time and Headaches

This versatile program allows you to pick and choose the tools you need for your institution. If you are setting up a new initiative or want comprehensive guidance, purchase the complete program that includes all the tools at a discounted price! Order the entire Mobile Banking Management Program suite for extra savings!

If you have an existing program in place but would like additional guidance or reassurance, you can purchase just the tools you need. Our helpful policies and procedures will help satisfy your regulatory requirements and the audit worksheets will help you ensure that your program is on the right track. Management and reporting worksheets quickly allow you to disclose the success of your program or identify weaknesses that should be addressed.

Developed by a former regulator and consultant, the Sheshunoff Management Workbench gives you practical tools for critical areas of your institution. More than "just checklists" -- these downloadable files are simple work tools that you can instantly put into place in your department.

About REGCOM

Regulatory Compliance Associates, Inc. (REGCOM) was established in 1988 by Jerry Miller, president. Mr. Miller was formerly with Peat Marwick Main & Co., where he served as practice leader for the Midwest Financial Institutions Regulatory Compliance Consulting practice. In this role, Mr. Miller advised management and directorates of financial institutions on understanding and complying with banking regulations, including the development and implementation of formal policies and procedures. Prior to joining Peat Marwick, Mr. Miller served as an OCC field examiner and member of the OCC regional/district management team.

With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of financial institutions on a number of focus areas, including understanding and complying with regulations, training, and assisting problem institutions. REGCOM’s publications cover a variety of management and regulatory focus areas, and guide management through the design and implementation of individual regulatory compliance programs for financial institutions of all asset sizes. REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry. See all works by REGCOM