How Community Banks Can Respond to Current BSA/AML Challenges

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How Community Banks Can Respond to Current BSA/AML Challenges

How Community Banks Can Respond to Current BSA/AML Challenges

Price:

$249.00

Code:

10700512

Expert:

John A. Beccia, III

Shipping:

Free Shipping

Community banks and credit unions are subject to similar regulations, and face the same common money laundering threats as larger institutions. The difference is that these firms must manage these risks with limited resources.

Record civil money penalties for BSA violations in the last couple of years underscores the fact that BSA/AML compliance is still a high priority for regulators and is one of the most critical regulatory risks for financial institutions. In addition, new technology and financial products, along with emerging areas of financial crime and fraud, have raised the bar for compliance programs.

Date:	Wednesday, May 09, 2012	Location:	Your office or conference room
Time:	12:00 PM - 1:30 PM ET	Prerequisites:	1-2 years of banking experience
Speaker:	John A. Beccia, III	Course Level:	Intermediate
Duration:	90 Minutes	CPE Credits:	1.0 Credit hour

Our expert will discuss the latest AML challenges facing smaller financial institutions. Following this webinar, attendees will be able to:

Analyze new and proposed AML/BSA regulatory changes
Identify emerging risks and hot topics
Utilize lessons learned from recent enforcement actions
Employ best practices to build a stronger AML compliance program with limited resources
Properly identify, detect and monitor risks
Clarify the role of audit/testing
Prepare for BSA examinations
Conduct AML/fraud investigations and draft regulatory reports

Sheshunoff interactive webinars are 90 minutes long and include a 30-minute Q&A session with the expert so you may ask questions specific to your institution. Handouts are made available 48 hours prior to the conference and certificates of attendance may be requested for all attendees. While webinars may be attended in an audio-only format, we encourage you to take advantage of the interactive features in the webinar.

About John Beccia

John A. Beccia, III is Senior Vice President and Assistant General Counsel for Boston Private Financial Holdings, Inc., and responsible for enterprise wide regulatory, compliance and corporate law matters. John also serves as Anti-Money Laundering Officer and the Privacy Officer and is a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Information Privacy Professional (CIPP). Previously Assistant General Counsel for Investors Bank & Trust Company, Mr. Beccia handled domestic and international regulatory issues. He also served as Chief Regulatory Counsel and Research Director for The Financial Services Roundtable in Washington, D.C. where he was responsible for all regulatory affairs and assisted with the Roundtable's legislative efforts. A graduate of Providence College, Mr. Beccia earned his JD from Roger Williams University School of Law and a LL.M. in Banking and Financial Law from Boston University School of Law's Morin Center. Mr. Beccia is an adjunct faculty member at the Morin Center for Banking and Financial Law at Boston University's School of Law.

About Thompson Media Group LLC

the National Registry of CPE Sponsors

Thompson Media Group LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org.

For more information regarding administrative policies such as complaint and refund, please contact our offices at 800-456-2340.

Advanced Preparation: None
Delivery Method: Group-Live