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Many of the nation’s leading banking authorities agree that banks require a strong and effective system of internal controls if they are to operate safely and soundly in today’s environment.
The Bank Internal Control Manual provides all the tools you need to meet the continuing challenges. With the help of this easy-to-use manual, your bank can show regulators that you’re taking steps now to make your bank’s internal controls stronger and more effective. At the same time, you can implement a system that really does help control risk — no matter how often the products, the market, or the regulations change.
Regulatory Compliance Associates, Inc. (REGCOM) was established in 1988 by Jerry Miller, president. Mr. Miller was formerly with Peat Marwick Main & Co., where he served as practice leader for the Midwest Financial Institutions Regulatory Compliance Consulting practice. In this role, Mr. Miller advised management and directorates of financial institutions on understanding and complying with banking regulations, including the development and implementation of formal policies and procedures. Prior to joining Peat Marwick, Mr. Miller served as an OCC field examiner and member of the OCC regional/district management team.
With a wide range of regulatory examination and financial institution experience, REGCOM’s staff has experience in assisting management and directorates of financial institutions on a number of focus areas, including understanding and complying with regulations, training, and assisting problem institutions. REGCOM’s publications cover a variety of management and regulatory focus areas, and guide management through the design and implementation of individual regulatory compliance programs for financial institutions of all asset sizes. REGCOM offers proactive information and solutions to all levels of staffing within the financial services industry. See all works by REGCOM